All Financial Conduct Authority (FCA) articles – Page 6
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News
Ex-fund manager fined over IPO misconduct [updated]
Paul Stephany attempted to persuade other managers to lower prices of IPOs, according to the FCA
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News
UK and EU regulators agree on contingencies for ‘no deal’ Brexit
ESMA says agreements will allow UK-based asset managers to continue to run money for EU entities
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NewsBrexit roundup: MPs to explore UK financial services’ post-EU future
Plus: Luxembourg regulator issues fund manager delegation and passporting reminders
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News
CFA Institute to oversee fiduciary manager performance standard [updated]
Institute is in discussions with US and Dutch providers about extending coverage outside the UK
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Country ReportConsultants satisfied with competition inquiry outcome
Most institutional advisers accept CMA’s recommendations after months of robust debate with regulators
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NewsDemand for tech experts to jump as disruptive technologies take off
Biggest shortage skills in artificial intelligence, blockchain and robotics areas, reports Intertrust
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Country ReportPension funds must tender fiduciary mandates, regulator says
UK pension funds must conduct competitive tender for any fiduciary mandate covering more than 20% of assets
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News
UK set to lose its voice on European financial rules, FCA warns
Withdrawal agreement bars UK regulator from formal input into future EU financial rules
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NewsRegulator warns on liquidity if Brexit deal fails
The UK’s Financial Conduct Authority says liquidity shortfalls could push up costs and make it harder to execute large transactions
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News
UK roundup: Young workers have ‘false sense of security’ on pensions
Plus: DB to DC transfers rise, Capita agrees recovery plan, and HMRC admits pensions tax errors
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Country ReportCompetition inquiry has hindered fiduciary managers, report finds
KPMG sees slowdown in fidiciary expansion but ‘may represent a blip rather than lower growth in the long term’
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NewsTrustees call for regulator to take active role in UK cost disclosure
Trustee body and Transparency Task Force say key questions remain after introduction of disclosure models
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NewsUK formally launches cost disclosure templates
PLSA, Investment Association and LGPS Advisory Board are backing the Cost Transparency Initiative
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News
Top DC funds to help boost investment in UK ‘patient capital’
Regulators will consult on removing or reducing barriers for DC funds to invest in illiquid asset classes
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News
‘Horrified’ pension director quizzes FCA on pension freedoms strategy
FCA challenged over response to rise of retirees taking pension savings as cash
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News
UK regulators outline co-operation strategy
FCA and TPR outline more proactive approach to regulating pensions, investments and savings
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News
PensionsEurope’s chair on Brexit, retirement age and Dutch reform
Janwillem Bouma in conversation with IPE’s sister publication Pensioen Pro
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Country ReportMercer hits out at competition regulator’s data use
Data analysis errors ‘cast doubt on the credibility’ of CMA’s call for regulatory intervention in fiduciary management
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News
UK regulators boost senior oversight teams
TPR hires from FCA as it prepares to take on new powers granted by government
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News
UK regulator warns on transfers out of DB schemes
Trustees should be wary of the effect of generous transfer offers on scheme funding, regulator says
