All Financial Conduct Authority articles – Page 4
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News
NEST warns FCA of UK’s Open Finance risks
‘Decisions around pensions are complex, and small changes can have long term impacts’
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UK roundup: FCA consults on value for money metrics
FCA flags dashboard, open finance, TPR links in consultation on value for money in workplace personal pension schemes
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NewsFCA outlines thinking about UK prudential rules for investment firms
‘Investment firms should be aware of the scale of the change the IFD/IFR represents’
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NewsUK regulator appoints new chief
New CEO will have no remaining interests in LSE Group shares once he starts role in the autumn
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LGPS pool makes early stewardship code reporting move
Brunel Pension Partnership publishes first annual report responsible investment and stewardship outcomes report
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Contingent charging ban renews calls for scheme, sponsor DB advice role
FCA sets out new rules and guidance on pension transfer advice, especially DB-to-DC
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UK’s FCA calls on listed companies to improve climate-related disclosures
‘The FCA should just make the TCFD recommendations mandatory for all listed companies’
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UK roundup: NEST Invest receives FCA green light
Plus: Brunel PP reaches 50% mark of transitioned client funds
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NewsRedington pursues backing from Phoenix Equity Partners as long-term investor
The firm’s ambitious strategy is ‘to help make 100 million people financially secure’
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UK asset managers agree responsible investment ‘common language’
IA says framework and definitions aim to provide ‘clarity and consistency for savers’
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New pensions climate risk group targets consultation in early 2020
Group was set up by the pensions regulator together with government departments
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NewsKent pension fund backs managed run-down of Woodford fund
Equity income fund was suspended and will now not be re-opened
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NEST to launch regulated investment arm
The £8bn multi-employer scheme has requested authorisation from the UK regulator to set up NEST Invest to allow co-investments and derivatives use
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Pension freedom policy was rushed, says FCA chair
‘A major change of policy like this needs a substantial period of planning and testing so that all necessary safeguards are integrated before it is launched’
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Politicians urge government to legislate for cost disclosure
Industry cost reporting templates will not be sufficient to provide full transparency for pension funds and savers, argues Work and Pensions Select Committee
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NewsRegulator fines former Standard Life subsidiary £31m over annuity misselling
Standard Life Assurance failed to have robust systems and controls around its pension annuity sales, according to the FCA
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NewsMSCI warns of €1bn-plus funds running liquidity risks
Data group analyses 400 UCITS funds and reports on liquidity profiles in wake of high-profile suspension of LF Woodford Equity Income fund
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NewsLuxembourg regulator highlights hard Brexit implications for UK firms
CSSF requires notifications from financial services firms by 15 September and a further submission by the end of October in order to keep operating through a ‘hard Brexit’ scenario
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Fitch warns on liquidity risk in European high-yield bond funds
Comments follow high-profile liquidity issues affecting H2O Asset Management, GAM and Woodford Investment Management
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NewsUK regulator sets out climate change investment guidance for DC schemes
TPR also urges trustees to consider the liquidity requirements of their members as spotlight falls on daily dealing investment funds
